Financial Conduct Authority (FCA)
FCA ‘makes leaps of faith' justifying BNY Mellon fine - lawyer
A round-up of views on the custodian's £126 million fine
Conduct remedies should focus on value not price
Regulator overlooking wider customer benefits, says PwC's Steve Folkard
Bank clients see cross-sell pressure in swaps and clearing
Clients get a harder sell – but say they still have enough choice – as regulators circle
Top Barclays executive sets out ways to assess risk culture
Senior auditor calls for mix of metrics and judgement
French regulator bears down on unlicensed brokers
Autorité des Marchés Financiers aiming to prevent losses among speculative investors
Structuring shops get shirty about spread-bets and CFDs
Retail brokers accused of stealing bank business with little oversight
More than words: why bank culture matters
Enforcement only part of solution to changing bank behaviour
Hell hath no fury: banks irk regulators at their peril
Interventionism is the name of the game in post-crisis financial regulation
Industry questions FCA's structured products proposals
Lack of standardised model could mean different projections for identical structured products
Tough UK rules for top bankers make business personal
Executives will be liable for banks’ misconduct under Senior Managers Regime
Q&A: Prevention trumps prosecution, says UK's retail banking overseer
FCA aims to act early to prevent misconduct
Banks call for compulsory exams for FICC professionals
Better conduct could come from proven knowledge of markets and ethics
Banks blame regulation for FCA's clearing worries
UK regulator warns client clearing could become a “missing market” but defers study
US and UK insider trading regulators diverge
Courts rein in SEC while FCA probes investors' poor safeguards
The fines don’t work: UK banks worst-behaved again in 2014
Bank fines hit £1.37 billion in 2014, a fourfold increase on previous year
UK's FCA warns fund groups over market abuse controls
Most asset managers lack strong safeguards
FCA's Annex IV reporting system back up and running
Regulator will be lenient on latecomers as glitches resolved
UK banking reform and the Senior Managers Regime
2015 rules promise oversight increase
UK's FCA to act earlier to counter charges of retrospective regulation
Regulator reacts to complaints but defends right to change its mind
Top-down culture change biggest challenge, BBA conference hears
But FCA's "tone at the top" focus may hamper progress
FCA internal controls criticised in report
Report author damns "high risk" media strategy
Forward march – Op risk integration strides on
Sponsored survey analysis: Protiviti
Banks waste millions failing to change culture, conference hears
BBA conference describes problems in improving culture
UK's FCA unveils reshuffle ahead of critical report
Report on communications blunder due this week