Operational Risk & Regulation - Vol 6 No 7
Articles in this issue
Summertime, and the livin' ain't easy
EDITOR'S LETTER / ELLEN DAVIS
Material weaknesses in internal controls exposed
MANAGEMENT INTELLIGENCE
Firms push for US Federal insurance regulator
REGULATORY UPDATE
Ensuring Insurance
INSURANCE PRODUCTS
What Northern Bank can teach the industry
AML PROFILE NAB GROUP
An end to data juggling?
DATA MANAGEMENT
Assurances given on Basel II readiness
REGULATORY UPDATE
FSA unveils crime plans
FINANCIAL CRIME
Hopes and fears over SEC's NRSRO rules
REGULATORY UPDATE
SOCA set to kick SARs into shape
COVER STORY
GAO cites infrastructure protection loopholes
BUSINESS CONTINUITY
EU CRD approaching Parliament acceptance
REGULATORY UPDATE
SEC reveals new disclosure framework
REGULATORY UPDATE
New op risk papers
MEASUREMENT ADVANCES
Vorsprung durch AMA
GERMANY AMA
Briefs
MANAGEMENT INTELLIGENCE
Op Risk Technology
CORPORATE GOVERNANCE
Applying op risk and probabilistic networks to corporate actions processing
CORPORATE ACTIONS PROCESSING
Asian banks 'lagging in AML efforts'
FINANCIAL CRIME
M&As spark op risk software shuffle
COVER STORY
Briefs
BUSINESS CONTINUITY
FSA website updates Pillar IIdiscussions
REGULATORY UPDATE
What's happening and when
WHAT'S COMING AND WHEN
Resilience benchmarking project launched
BUSINESS CONTINUITY
MiFID akin to 'Big Bang'
REGULATORY UPDATE
Is Basel II a hurdle too far for US broker-dealers?
SEC CAPITAL REQUIREMENTS
Community banks appeal for SOX relief
CORPORATE GOVERNANCE
Briefs
REGULATORY UPDATE
Changing hats
MEASUREMENT ADVANCES
Sector offers hosted service to Reuters
MANAGEMENT INTELLIGENCE
Operational Risk 07/05
LOSSES & LAWSUITS
Briefs
FINANCIAL CRIME
Op risk a major factor in outsourcing destinations
MANAGEMENT INTELLIGENCE
Two new consultation papers from CEBS
REGULATORY UPDATE
The governance of operational risk
PRACTITIONER'S CORNER GOVERNANCE