Operational Risk & Regulation - Vol 6 No 10
Articles in this issue
Balking at Basel
EDITOR'S LETTER ELLEN DAVIS
Katrina prompts record insurance pay-outs
MANAGEMENT INTELLIGENCE
Briefs
BUSINESS CONTINUITY
Comit unveils Sword6 for operational risk
MEASUREMENT ADVANCES
Briefs
MEASUREMENT ADVANCES
SEC offers more SOX relief
CORPORATE GOVERNANCE
Europe demands dialogue on securities rules
REGULATORY UPDATE
FSA issues CRD feedback
REGULATORY UPDATE
Changing hats
MEASUREMENT ADVANCES
AIM Software releases Gain OpRisk+ package
MEASUREMENT ADVANCES
NASD issues structured products guidelines
REGULATORY UPDATE
Briefs
MANAGEMENT INTELLIGENCE
PCAOB opens LatAm oversight co-operation
CORPORATE GOVERNANCE
European Parliament makes CRD law
COVER STORY
Europe's AML focus under attack
COVER STORY
Home-host hearing raises key issues
REGULATORY UPDATE
Singapore initiates competency standards
MANAGEMENT INTELLIGENCE
US banking regulations relaxed to relieve Katrina victims
BUSINESS CONTINUITY
SEC oversight to reduce hedge fund risks
REGULATORY UPDATE
PCAOB voices concern on 'big four' collapse
CORPORATE GOVERNANCE
Demand rises for uniform data security rules
FINANCIAL CRIME
Third AML directive receives warm welcome
FINANCIAL CRIME
New QIS5 gives more PD and LDG leeway
REGULATORY UPDATE
Offshoring to double, despite rising risks
MANAGEMENT INTELLIGENCE
ABI launches loss event database for insurers
MEASUREMENT ADVANCES
SEC endorses market-based valuation of stock options
CORPORATE GOVERNANCE
More tools on the market
MEASUREMENT ADVANCES
Briefs
FINANCIAL CRIME
More IT for MiFID
MIFID TECHNOLOGY
What's happening and when
WHAT'S HAPPENING AND WHEN
Scaling op risk management for small and medium- size institutions
In the first of a series, Eric Holmquist explores the core objectives and components of an operational risk management programme and offers his thoughts on how small and medium-sized institutions can use the concepts behind many of these advanced…
S&P outlines ERM best practices
MANAGEMENT INTELLIGENCE
More resources needed to fight financial crime
FINANCIAL CRIME
Losses & Lawsuits
LOSS DATABASE
Briefs
CORPORATE GOVERNANCE
Apra exec defends modifications
REGULATORY UPDATE
US departs from Basel II
REGULATORY UPDATE
UK: we don't want this directive
MIFID POLITICS
Corp actions messages initiatives gather pace
MANAGEMENT INTELLIGENCE
Tests of extreme value theory
TECHNICAL FOCUS EVT
All clear?
EU CLEARING & SETTLEMENT