Regulation/People
Connectivity – Standards set to enhance collateral management
Regulatory changes in the over-the-counter derivatives space have seen firms scrambling to find solutions that will ensure they are prepared to manage the transition. As ever-larger transaction volumes place higher demands on firms’ transaction…
Regulatory and economic pressures argue for banks to embrace new approaches to technology
Video Q&A: Neil Dodgson, IBM Watson Financial Services
Jeff Bandman leaves CFTC for private sector role
Former acting director of clearing and risk led negotiations with EC over CCP equivalence
Former FCA supervision head joins JP Morgan
Clive Adamson takes private bank board and firmwide advisor positions
Radhakrishnan to leave the CFTC
Head of clearing and risk understood to be moving into private practice
CFTC gripped by fiscal year-end hiring frenzy
Agency races to add staff by September 30 amid budget uncertainty
SEC announces creation of new risk office
New office will use data-driven tools to assist the US regulator
Tony West resigns from US Justice Department
Senior lawyer behind mortgage mis-selling settlements to step down
Kroeker named as FASB vice-chairman
Former SEC chief accountant returns to regulation
CFTC names head of whistleblower office
Ehrman joins from SEC enforcement division
Commission's Van Hulle to be succeeded by procurement lawyer
European Commission confirms new head of insurance and pensions unit
SEC names market intelligence head
Vincente Martinez returns to succeed Sporkin
Chief of staff is latest to leave SEC
Didem Nisanci follows stream of departures from US regulator
Cole to leave UK FSA
Managing director's departure comes before regulatory overhaul
Risk and compliance hiring in the Middle East is strengthening, say recruiters
Regulatory pressure and recognition of the importance of risk and compliance at firms is driving recruitment of executives from around the world into the Middle East
News in brief
News in brief
ABI redundancies in the face of Solvency II
Shake-up will also entail "resourcing-up" Oric to help members prepare for internal op risk modelling
Republicans renew opposition to US consumer finance watchdog
Senate minority vows to block any and all CFPB directors, unless Congress is able to approve the agency's budget
Martin Wheatley to leave Hong Kong's SFC
Wheatley plans departure from SFC
HKEx names former CSRC director to head mainland development
The Hong Kong Exchange's new hire, Yang Qiumei, was recently deputy director-general in the department of investment fund supervision at the China Securities Regulatory Commission, where she was in charge of matters related to QFII and QDII
BAML continues restructure; evolves to meet regulations
Shake up designed to meet clients' needs ahead of implementation of Dodd-Frank reforms