US state regulators are worried the Federal Insurance Office is exceeding its remit
Delayed impact of 2008 crash means higher capital demands
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Opinion/Regulation articles
Last year was a landmark for the derivatives reforms laid out by the Group of 20 nations in 2009, with clearing, trading and reporting rules all coming online in the US. But it was also just the sta...
A year of huge fines and settlements has thrown new light on the importance of controls and conduct risk
'Robust debates' await level 2 discussions
More regulatory co-operation is needed to ensure footnote 88 doesn’t hurt liquidity inside and outside the US
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.