News / Operational Risk & Regulation
Foreign banks in US must set up holding companies with ring-fenced capital
Less-used rates will be produced until May 2013
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More News / Operational Risk & Regulation articles
CFTC's Bart Chilton criticises the commission's fine, saying it should be at least five times higher
UK manufacturer submits reports to Serious Fraud Office on bribery in China, Indonesia and elsewhere
Cabinet office minister warns of growing threat to UK banks from online attack
MEP Kay Swinburne warns that CRD IV is becoming too diluted by national exemptions
SEC chair Mary Schapiro steps down a week after former inspector-general files $20 million lawsuit against the agency
The UK FSA fines UBS for failures in systems and controls leading up to Adoboli's $2.3 billion losses
Verdict in trial of Kweku Adoboli may lead to litigation against UBS, legal expert warns
Ex-UBS trader convicted of fraud, but found not guilty of false accounting
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.