News / Operational Risk & Regulation
Fatca withholding and account due diligence requirements extended until July 1, 2014
Highlights from this year's OpRisk Europe conference
Too difficult to prosecute "reckless" bankers, lawyer warns
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More News / Operational Risk & Regulation articles
UK regulator says 'significant room for improvement' needed at most banks
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
Complying with new account-switching rules not enough without consideration of business risk
Data privacy laws will continue to pose challenges for banks, conference hears
Loss data is vital to op risk management - but the process is flawed and uncertain, Singapore conference hears
Culture is a priority for op risk managers – but the tools needed remain elusive
Lean banks and financial institutions are more fragile in the face of disaster, warns Nomura business continuity head
Op risk head warns algo trading could be "another Libor situation"
ORX chairman says Basel II definition is fundamentally flawed
Industry experts call for greater attention from regulators on the behaviour of senior executives
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.