News / Operational Risk & Regulation
Settling complaints of mis-selling complex interest rate products could cost UK banks billions
Investment advisers accused of lack of preparation in face of Sandy
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More News / Operational Risk & Regulation articles
The loss of service at one of the biggest US exchanges emphasises the risk of a failure at key service providers
Major US banks are failing on key risk management tasks, regulator says
US insurers dealing with potentially heavier load from federal regulation and the Orsa
Tobias Guldimann moves to newly-created risk position, and other Changing Hats stories from the last month
Latest EY risk management survey finds risk culture questions remain
Further charges relating to insider trading at hedge fund SAC
UK regulator's first annual AML report highlights risks of closing certain banking services
Managers look internally after fellow fund indicted on insider trading charges
CFTC, CME and FCA fine Michael Coscia and Panther Energy Trading in first case of its kind
Annual report shows case costs rising and convictions falling in Green's first year
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.