News / Operational Risk & Regulation
Investment advisers accused of lack of preparation in face of Sandy
The loss of service at one of the biggest US exchanges emphasises the risk of a failure at key service providers
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More News / Operational Risk & Regulation articles
Major US banks are failing on key risk management tasks, regulator says
US insurers dealing with potentially heavier load from federal regulation and the Orsa
Tobias Guldimann moves to newly-created risk position, and other Changing Hats stories from the last month
Latest EY risk management survey finds risk culture questions remain
Further charges relating to insider trading at hedge fund SAC
UK regulator's first annual AML report highlights risks of closing certain banking services
Managers look internally after fellow fund indicted on insider trading charges
CFTC, CME and FCA fine Michael Coscia and Panther Energy Trading in first case of its kind
Annual report shows case costs rising and convictions falling in Green's first year
Less than 50% are confident they could survive a large-scale attack
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.