News / Operational Risk & Regulation
Eight banks fined for participating in illegal cartels; UBS avoids €2.5 billion fine in exchange for co-operation
Fixed scenarios "could be procyclical"
The news of a regulator-ordered review of RBS's lending shows that the FCA plans to tighten up oversight of treatment of small businesses as well as retail customers
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More News / Operational Risk & Regulation articles
Lack of leadership and job insecurity are behind widespread wrongdoing in the financial sector, seminar hears
Changing hats – December 2013/January 2014
Settlement resolves civil claims over residential mortgage-backed securities
Ex-regulator and head of compliance quits UK bank citing stress
Regulatory mindset 'creates no value' for US insurers
Security test results may scare them, delegates hear
Industry trying to focus on Orsa and regulatory capital
Stronger FCA focus may be diverting resources from day-to-day compliance tasks
Recent calls for kill switches may be misguided
New UK national standard will serve as a defence against charges of inadequate anti-bribery precautions
Negative events may not damage financial institutions' reputations, conference hears
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.