News / Operational Risk & Regulation
Tobias Guldimann moves to newly-created risk position, and other Changing Hats stories from the last month
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More News / Operational Risk & Regulation articles
Latest EY risk management survey finds risk culture questions remain
Further charges relating to insider trading at hedge fund SAC
UK regulator's first annual AML report highlights risks of closing certain banking services
Managers look internally after fellow fund indicted on insider trading charges
CFTC, CME and FCA fine Michael Coscia and Panther Energy Trading in first case of its kind
Annual report shows case costs rising and convictions falling in Green's first year
Less than 50% are confident they could survive a large-scale attack
Highlights from this year's OpRisk Europe conference
Too difficult to prosecute "reckless" bankers, lawyer warns
UK regulator says 'significant room for improvement' needed at most banks
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.