News / Operational Risk & Regulation
Fatca compliance burden stretching further
An LSE audience hears predictions of a new credit crunch in 2025
The experience of the 2008 crisis shows that leverage ratios are better warning signs than more complex measures such as capital ratios
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More News / Operational Risk & Regulation articles
Agency fails to differentiate requirements for largest banks
Promontory Financial and Mazars will examine evidence
Loss of trust in internet could equal 2008 credit crunch, report warns
JP Morgan's fourth-quarter loss highlights reputational impact of scandals
Industry unclear on future of Bitcoin
Initial service will focus on bank policies, but Swift aims to expand
Protection for whistleblowers not clear cut
£28 million penalty for poor incentives – but op risk still largely excluded from pay policies, survey finds
UK regulator reveals that banks will miss deadline for compensating interest rate hedge mis-selling victims
Fixed scenarios "could be procyclical"
The news of a regulator-ordered review of RBS's lending shows that the FCA plans to tighten up oversight of treatment of small businesses as well as retail customers
Lack of leadership and job insecurity are behind widespread wrongdoing in the financial sector, seminar hears
Changing hats – December 2013/January 2014
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.