A Financial Industry Regulatory Authority official has publicly commented for the first time on the structured product marketing materials used by brokers, singling out mass emails to retail investors...
With draft rules threatening to drive up repo costs, regulators are divided on how far to go, according to SEB's head of risk and capital management
Commodity Futures Trading Commission loses outspoken member, who pushed for tighter regulation of investment banks
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Repositories face a "major challenge" to reconcile trades, ACT conference hears; executives call on Esma for guidance
Platform says FCA encouraged UK interdealer brokers to seek QMTF designation
Boom in shale oil and gas extraction, and growth in renewables underline importance of reflecting fundamental factors in quant models, argue experts
Government debt holdings of Dutch insurers have shrunk 2-5% as firms move to swap-based discounting of liabilities
General insurers in the UK, particularly smaller firms, are behind schedule in their efforts to establish an actuarial function as required by Solvency II
Taking an average reading from several strike dates could help avoid a potential conflict of interest where UK traders put on multi-million-pound hedges that can move the level of a structured product's underlying before it strikes, says industry source...
Founding banks no longer have 'powers of direction', which could have big implications for competition in Europe's interest rate derivatives market
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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