A lack of guidance on the swap dealer provisions of the US Dodd-Frank Act is turning compliance into a guessing game for swap dealers such as Cargill Risk Management, suggests the firm's chief compliance...
As established prime brokers struggle with new capital and liquidity pressures, Wells Fargo says it has a chance to grow
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OpRisk Europe heard yesterday that the UK regulator needs to provide the industry with a definition of conduct risk to help banks formulate a unified and consistent approach to managing such risks
An EU-US regulatory conflict can be avoided if UK CCPs move certain contracts to their US arms, according to the CFTC's Ananda Radhakrishnan, who said he is "tired of providing exemptions"
Vincent de Rivaz, the chief executive of supplier EDF Energy, says he supports a proposal by Ofgem to refer the UK energy market to the Competition and Markets Authority
Job changes in the derivatives, regulation and risk industry throughout Asia
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014
USA, 20th - 21st Aug 2014