Manhattan federal judge refuses to approve SEC settlement relating to Citi's negligence over 2007 CDO
UK government's Cyber Security Strategy release needs regulatory backing, according to one industry expert
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More News/Operational Risk articles
The industry must come together to prepare for US anti-tax evasion regulations in the same way it has collaborated on the legal entity identifier project, according to Deutsche Bank's Julia Sutton
Banks' anti-money-laundering processes will come under scrutiny in the face of tougher sanctions in the Middle East
Ex-UBS trader Adoboli's plea hearing has been adjourned until December
The French financial markets regulator has penalised SG for failures during the financial crisis
Foreign tips about financial crime unexpectedly common, ex-regulator says
Legal experts have called for Dodd-Frank-style bounty provision for whistleblowers in the UK
Two hedge fund managers have been charged by the SEC with facilitating a multi-billion dollar Ponzi scheme
UBS Securities has been fined $8 million by the SEC for inaccurately recording 'locates' information
The Operational Riskdata Exchange says benchmarking is the next step in its effort to help operational risk managers improve their use of scenarios
New Zealand's central bank RBNZ appoints new head of risk management and assurance
The financial industry must give more consideration to pandemic risk, says Scott
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.