Big Four firm names new head of regulatory practice and two directors
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Industry experts say Fatca draft regulations are likely to include reciprocity elements
Sharon Bowles will serve a second term as chair of Econ
UBSGAM settles SEC mispricing charges for $300,000
Banks might find a lack of investment from the insurance sector under current regulatory proposals
More guidance needed on CCP rules, study finds
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.