SEC/CFTC Capital Markets Working Group could be "just another talking shop"
Expert predictions of delayed start date proven correct
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More News/Operational Risk articles
Diana Chan, chief executive of EuroCCP, talks to Jessica Meek on interoperability in cash equities and OTC derivatives
US regulators' 'heuristic' process for implementing the Volcker rule is called into question
EuroCCP's Diana Chan talks to Jessica Meek on the issues facing the clearing industry
New World Bank report sees flaws in China's regulatory system
City of London Police investigating blocked trade
Tax crimes to be punished by same laws as AML
Big Four firm names new head of regulatory practice and two directors
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.