Sharon Bowles will serve a second term as chair of Econ
UBSGAM settles SEC mispricing charges for $300,000
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More News/Operational Risk articles
Banks might find a lack of investment from the insurance sector under current regulatory proposals
More guidance needed on CCP rules, study finds
Industry experts divided over Volcker deadline of July 2012
Further uncertainty expected by the industry once delayed draft Fatca regulations are released
Securities fraud charges brought against former top executives seen by one legal expert as attempt by regulator to improve image
Industry experts warn stricter EU data privacy laws might have implications for Fatca
Eric Pan to oversee international regulatory policy at the agency
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
"Aberrational performance" detected in four funds
Manhattan federal judge refuses to approve SEC settlement relating to Citi's negligence over 2007 CDO
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.