City of London Police investigating blocked trade
Tax crimes to be punished by same laws as AML
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
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Big Four firm names new head of regulatory practice and two directors
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Industry experts say Fatca draft regulations are likely to include reciprocity elements
Sharon Bowles will serve a second term as chair of Econ
UBSGAM settles SEC mispricing charges for $300,000
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.