CRO of Swiss investment firm to leave in May
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
This webinar looks at the current state of enterprise stress testing and unveils findings of a new study on Enterprise-level Stress Testing (one of several research papers in Chartis' The Risk Enabled Enterprise ® research program)
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The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Industry experts say Fatca draft regulations are likely to include reciprocity elements
Sharon Bowles will serve a second term as chair of Econ
UBSGAM settles SEC mispricing charges for $300,000
Banks might find a lack of investment from the insurance sector under current regulatory proposals
More guidance needed on CCP rules, study finds
Industry experts divided over Volcker deadline of July 2012
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.