Fatca passthru payments need to be scaled back, according to one industry expert
SEC/CFTC Capital Markets Working Group could be "just another talking shop"
This webinar on September 17th looks at the challenges of GRC, key trends, motives for improvement, future investments, and obstacles that banks and other financial institutions face in trying to improve and integrate their risk management strategy
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Expert predictions of delayed start date proven correct
Diana Chan, chief executive of EuroCCP, talks to Jessica Meek on interoperability in cash equities and OTC derivatives
US regulators' 'heuristic' process for implementing the Volcker rule is called into question
EuroCCP's Diana Chan talks to Jessica Meek on the issues facing the clearing industry
New World Bank report sees flaws in China's regulatory system
City of London Police investigating blocked trade
Tax crimes to be punished by same laws as AML
Big Four firm names new head of regulatory practice and two directors
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.