Sharon Bowles retains her role as chair of Econ in the EU, while Rosalind Tyson retires from the SEC and Chartis appoints a new CRO
City of London Police investigating blocked trade
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Tax crimes to be punished by same laws as AML
Big Four firm names new head of regulatory practice and two directors
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Industry experts say Fatca draft regulations are likely to include reciprocity elements
Sharon Bowles will serve a second term as chair of Econ
UBSGAM settles SEC mispricing charges for $300,000
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.