Despite an overseas person exemption that allows recognition of CFTC-approved swap execution facilities in the UK, Sefs could face significant delays before they can legally operate in other non-US ...
Mandatory trade reporting for all asset classes will begin on February 12, but the forex industry is still grappling with the challenges of dual reporting
Swiss bank is tying up too much capital in immature business, rivals claim, after new NFA data shows it to be an outlier
This webinar looks at the current state of enterprise stress testing and unveils findings of a new study on Enterprise-level Stress Testing (one of several research papers in Chartis' The Risk Enabled Enterprise ® research program)
More News/Regulation articles
Regulatory mindset 'creates no value' for US insurers
US regulatory concerns about liquidity of government securities collateral could be resolved by access to the Fed’s discount window, CCP officials say
MetLife CRO outlines company's proposal for backstop capital standard
Some Sefs are not offering equal terms to all market participants, CFTC chairman tells industry conference
Industry trying to focus on Orsa and regulatory capital
Commission seeks flexibility to unilaterally recognise US, but resists making temporary regime open-ended
US CCPs may need committed funding to count US Treasury collateral as liquid
Despite coming into force in December 2011, Remit insider trading rules continue to raise questions among energy traders
Senior spot traders at JP Morgan, Citi and Standard Chartered have all been placed on leave, while Barclays, Deutsche Bank and UBS confirm they are conducting internal reviews in connection with all...
Sef rules are leading to regulatory arbitrage according to Asia industry players
Global regulations need a worldwide regulatory body to monitor to them
Extrapolation method changed following concerns Smith-Wilson method impractical
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.