Swiss bank charged with undermining the competitive bid process of municipal securities
Will oversee a staff of about 300 responsible for the inspections of US-based broker-dealers
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
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Leonard Ellis to lead firm’s effort in US equity derivatives market
Commonwealth Bank of Australia is expanding the depth of its Asian interest rates market coverage by hiring new staff in Singapore. The bank is also looking into moving some of its commodities trad...
Senate minority vows to block any and all CFPB directors, unless Congress is able to approve the agency's budget
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.