A round of new chairships was completed in October across three Chinese financial regulators in a move that saw the heads of two Chinese state-owned commercial banks promoted to lead the securities ...
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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The US Securities and Exchange Commission has named heads of regulation for derivatives policy, and clearance and settlement
Paul Evans has left Soca to join KPMG as a director of its UK risk consulting practice
The Basel Committee on Banking Supervision has appointed Wayne Byres as secretary-general, replacing Stefan Walter
Dismissals are "a sign something was seriously wrong", says former senior UBS employee as bank admits operational and risk failings
CME Group has appointed Gary Morsches as managing director of its global energy business
JP Morgan has made senior sales and trading appointments within its Asia fixed income team. Pranav Thakur will lead fixed income trading for Asia ex-Japan, while Sudhir Goel is named head of fixed i...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.