Banks considering a variety of measures to identify proprietary trading and so meet the requirements of the Volcker rule, but none is foolproof, say dealers
Foreign banks in China, particularly thinly capitalised branches that are not locally incorporated in the country, greeted a decision by China’s banking regulator to postpone rules aimed at limiting...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Volcker rule articles
Given the speed at which different regulators are firing out new directives on the derivatives market, it’s almost inevitable there will be some crossover, some inconsistency and some out-and-out contradiction. Numerous examples have already popped...
Prop trading ban delayed by inter-agency discussions and implementation challenges
Prohibits banking entities from: 1) engaging in proprietary trading; 2) investing in or sponsoring a hedge fund or private equity fund; or 3) entering into certain transactions with a hedge fund or private equity fund advised, managed or sponsored...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future