United States (US)
CFTC veteran legal counsel to depart end of March
UBS sold an optimised autocallable structured note to US investors in February 2012 that has so far not kicked out but has paid back better than a direct investment in the underlying, the stock of H...
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More United States (US) articles
One of the original five Fatca partners likely to take its time over signing IGA, expert warns
While foreign hedge funds have been driving down the value of the yen, now Japan insurers may strengthen the trend
The largest pension schemes in Hong Kong can potentially be exempted from Fatca after being judged by the US to be low risk for tax evasion
Hotly anticipated final Fatca regulations leave industry disappointed and without an agreement for non-IGA FFIs
The CFTC’s no-action relief letter issued late last year and SGX’s upcoming iron ore futures contract have ended uncertainty and brought back hesitant market participants
Falling out of love with protection
The best of the worst-of
The deadline set by the G-20 to clear all standardised OTC derivatives has passed but a lack of regulatory clarity over the shape of reform is hampering banks in the region
Touchstone appoints BNY Mellon to four more funds as the year ends with a steady stream of securities services mandates
Survey finds insurers still have significant work to do in order to meet 2015 Orsa deadline
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.