Regulators' efforts to prevent another crisis are having the opposite effect
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
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Moves from Barclays Wealth where he was CRO
The manipulation of the London Interbank Offered Rate (LIBOR) was not a localized event. Unscrupulous traders and managers in some of the largest banks around the world deliberately and systematically manipulated borrowing rates. It was not the work of...
Marcelo Cruz Welcome to the third issue of the eighth volume of The Journal of Operational Risk. September 2013 marks the fifth anniversary of the collapse of Lehman Brothers - a collapse that triggered the greatest financial crisis of our generation....
CFTC and FCA impose fines of $65 million and £14 million
In a Singapore market that has only recently recovered its poise following the mis-selling of complicated structured products that led to the banning of 10 distributors, UBS has woken up retail and private banking investors alike with product offerings...
Japanese investors are buying equity-linked notes in record numbers, even as the Nikkei comes off its highs. Most of the demand is coming from investors who have had notes redeemed, say banks
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
UK, 19th - 20th Feb 2014
Germany, 25th Feb 2014
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