The Dodd-Frank Act requires cleared over-the-counter trades to be executed on an exchange or swap execution facility – as long as at least one venue makes the swap available to trade. So, who gets to...
Reverse convertibles continue to dominate structured products registered with the US Securities and Exchange Commission, while ETF underlyings provide the most excitement for those eager to diversify
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Barclays Bank has filed two structured products with the US Securities and Exchange Commission based on State Street industrial and technology exchange-traded funds
City of London Police investigating blocked trade
HSBC leads the Greenwich Associates survey rankings for retail structured product quality, while Barclays Capital has the best-known franchise among distributors and BNP Paribas retains top spot in Europe
Increased controls or regulation are not the answers to rogue trading. Real incentives in all functions, comprehensive capture systems and harmonised control chains under a powerful COO, and reinforced financial training for support staff would be more...
Transparency and simplicity remain a key theme for structured product providers in Germany and Switzerland, where even high-net-worth-individual accounts at private banks want simple payouts and low counterparty risk. By Michael Marray
Arnaud Sarfati is expected to leave SG CIB; John Tessar joins JVB Financial; Levy and Mutin say goodbye to UBS; Deborah Fuhr no longer headed to Bank of America Merrill Lynch; Whitehead heads commodities at SG CIB; Nomura bolsters Asia-Pacific equities...
Dow Jones Indexes and UBS have launched a commodities index that measures diversified exposure to longer-dated commodity futures contracts spread across the commodity price curve. The Dow Jones-UBS Commodity Index 2-4-6 Forward Blend is composed of futures...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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