Few regulators are taking operational risk seriously, says Mike Finlay, chief executive of RiskBusiness
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Dismissals are "a sign something was seriously wrong", says former senior UBS employee as bank admits operational and risk failings
Management failures could leave bank liable
“We do not have a liquidity issue”
Departures from Bank of America Merrill Lynch, RBS and UBS come as retail structured products sales have failed to regain momentum following a collapse in volumes since the global financial crisis
High-severity events such as the $2.3 billion rogue trading loss at UBS have highlighted the low levels of operational risk regulatory capital firms are holding
ETF providers have dismissed claims losses allegedly caused by an ETF trader demonstrate the instruments are risky
"Are ETFs complex financial instruments", is the first question in a series of videos from Structured Products magazine that address the world of exchange-traded funds. As regulators and observers t...
The revelation of rogue trading at UBS follows a period of market volatility. That is nothing new, say risk managers
New CSA, new challenge
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