UBS and Société Générale are among several banks and index providers to tap demand for dividend exposure with new ETNs and benchmarks this year
Wells Fargo note offers guaranteed return of 7% plus principal as a raft of energy and natural resource-based reverse convertibles are filed with the SEC
Bank shares continue to form the basis of many structured product filings with the US Securities and Exchange Commission
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Uncertainty over the future of single-dealer platforms under new European trading rules is prompting banks to consider price aggregation of OTC trading platforms
Of the 91 structured products filed last week with the US Securities and Exchange Commission, more than 40 were reverse convertibles and nine were digitals. Financials and tourism were the most popu...
Push, ping or hub
Types of operational risk loss by event, March 2010 to March 2012
The alpha trackers
JP Morgan and UBS both filed products linked to seasonal underlyings with the SEC on April 19
Peter Slater leaving CLS to take up op risk role at Standard Chartered
Most of the latest structured products filed with the US Securities and Exchange Commission are linked to shares of companies from the energy and natural resources sector
Barclays Bank has offered a digital and a leveraged return product in the US, both of which offer high rates of return
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.