The Committee of European Securities Regulators (Cesr) has backed European Commission (EC) plans to compel transaction reporting on over-the-counter derivatives. In a response to the EC's consultation...
LONDON – The UK Financial Services Authority (FSA) has fined Barclays Capital Securities and Barclays Bank a record £2.45 million for failing to provide accurate transaction reports and “serious weaknesses”...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Trade processing articles
Derivatives post-trade processing continues to improve, says Isda Operations Benchmarking Survey
This magazine has thrived because it has covered a critical debate in banking regulation: How can operational risk be measured - if at all? Matthew Crabbe, a former editor of Risk and now managing director of the risk management division of Incisive Media,...
London-based data provider Markit and the New York-based Depository Trust and Clearing Corporation (DTCC) have announced their intention to form a new company to serve the over-the-counter derivatives markets. The jointly owned entity, which will be...
While the world waits for details on how a trader on Société Générale's arbitrage desk could notch up losses totalling EUR4.9 billion, early information suggests a monumental failure in risk management and control processes at the bank. In the immediate...
While increased use of collateral in the over-the-counter derivatives markets has helped reduce counterparty credit risk, the turmoil in the financial markets last year emphasised once again just how important it is for institutions to know at all times...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
Sweden, 15th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
Updating your subscription status
Risk iPad and iPhone Apps