Systems and controls
FSA fines Credit Suisse £5.95 million for failings in Scarp sales
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Credit Suisse "deeply regrets" the systems and controls failings in its sale of Scarps between 2007 and 2009
Original headline:
Regulatory reforms are switching industry focus firmly onto compliance and control frameworks. But unless a top-down approach is taken to implementing these structures, firms could end up with a proliferation...
Original headline:
Gary Germeroth, chief risk officer at US independent power producer Calpine, speaks to Pauline McCallion about the company, Dodd-Frank regulation and managing the risks related to renewable energy generation...
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More Systems and controls articles
Editor's letter: March 2011
Original headline:
Better to be safe than sorry, as the saying goes, and in uncertain economic times and under rising regulatory pressure, energy companies have been beefing up their systems software. Last year, a record number of companies upgraded their systems and, according...
Energy Risk Software Rankings 2011
Original headline:
Sandwiched between a global recession and fast-approaching and intense regulatory change, energy companies increased their ETRM spend last year and plan to do the same in 2011. Pauline McCallion reports on Energy Risk’s latest software survey and rankings...
EUA theft could severely damage carbon market, say analysts
Original headline:
Last month’s theft of carbon allowances was a blow to the European Union’s efforts to develop the carbon market. Katie Holliday reports on the expected extent of the damage
Preparing for new EU data requirements
Original headline:
As the European Union moves towards mandatory fundamental and post-trade data reporting obligations, Alex Davis examines whether the energy industry is ready for the task
London conference report
Original headline:
Energy risk managers met in London in October for Energy Risk’s Europe 2010 conference to discuss the latest developments and prospects for the energy and commodities markets as the economic recovery takes root amid sweeping regulatory changes. Katie...
Santander IT collapse leaves A&L customers unable to access accounts...
Published online only
Bank suffers IT gliches while loading Alliance & Leicester accounts onto Santander system
UK FSA targets transaction reporting failures
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Failures in transaction reporting and record keeping under Mifid a key concern for the UK regulator
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