Systems and controls
Op risk framework head at UBS praises "front-to-back" model
Charges of money laundering against Liberty Reserve is warning to banks
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Systems and controls articles
New guidelines outline minimum standards for industry
Newly released thematic review finds weaknesses in systems and controls across the sector
City of London Police investigating blocked trade
Credit Suisse "deeply regrets" the systems and controls failings in its sale of Scarps between 2007 and 2009
EUA theft damage should only be ‘reputational’
Bank suffers IT gliches while loading Alliance & Leicester accounts onto Santander system
First-time outsourcers might have overlooked or underestimated operational risks involved
Survey responses from more than 50 op risk managers suggest data and systems management is the leading concern, rather than adopting an enterprise risk management framework, which was flagged as the...
Now that some of the foundation blocks of the new global financial regulatory system have been set in the US with detailed rules to be drawn up on a strict timetable, energy firms need to gear themselves...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.