Head of Office of Capital Markets Trends calls on issuers to examine sales practices
Dealers tout hybrid credit and equity-linked notes with Eurostoxx 50 exposure
Denver RIA became engrossed in world of derivatives following financial crisis
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Interest rate moves in Europe mean China credits look attractive
Supertracker and autocallable structured notes sold as equity replacement
Big data and industry experts help unit bring enforcement actions
Commodities poised for rebound as easy money contines to flow
‘Blast emails’ to retail investors a major offender under Rule 2210
ALM benefits potentially outweighed by rise in lapses
Open to disclosure
After criticising the use of the term “principal protected” in structured notes, the SEC turns to ETFs and mutual funds that promise protection from loss in their names
A group of PhDs churned through 18,000 structured products issued by 13 leading banks, including Barclays, Goldman Sachs and UBS, to find out what investors in the products earned. In November, they...
Smarter strategies for European exposure
Firms that manage family fortunes say structured products have come a long way since the financial crisis, but their use in family office portfolios remains limited
The two structured products distributors will operate as a single entity after parent company announces redundancies affecting 20% of staff
Crazy about autocalls
Huntington National Bank was founded in Ohio, where it remains headquartered to this day. Yakob Peterseil talks to Dave Fitzsimmons, Pittsburgh-based managing director of the equity derivatives grou...
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