Short-selling
SEC charges two US firms with ‘improper short selling’
WASHINGTON, DC – The US Securities and Exchange Commission (SEC) has charged two Californian investment firms with engaging in improper short selling of securities in advance of their participation in...
The US Securities and Exchange Commission (SEC) has released new rules on short selling, aimed at preventing sustained declines in stock prices. Rule 201, published yesterday, includes a 'circuit breaker'...
WASHINGTON, DC – The US Securities and Exchange Commission (SEC) has charged two California investment firms with engaging in improper short selling of securities in advance of their participation in...
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Short-selling articles
Quant of the year - Marco Avellaneda
Readers of Risk have voted Marco Avellaneda, professor of mathematics at New York University, quant of the year for 2010 for his groundbreaking work on the effect of short-selling restrictions on price dynamics. His paper, A dynamic model for hard to...
SEC reveals preferred short-selling approaches
The US Securities and Exchange Commission (SEC) named its two preferred measures for preventing abusive short selling on August 17. The SEC originally released a discussion paper on April 8, outlining possible methods to prevent abusive short selling....
SEC shortlists two measures to prevent abusive short selling
The US Securities and Exchange Commission (SEC) named its two preferred measures for preventing abusive short selling on August 17.
SEC mulls new short-selling rules
The US regulator is considering a short-selling regime close to the old up-tick rule
Cesr proposes pan-European short-selling regime
Europe's Level 3 committee for securities regulators has proposed a harmonised shorting disclosure regime
A dynamic model for hard-to-borrow stocks
Traders with short positions in stocks that are subject to short-selling restrictions risk being 'bought in', in the sense that their positions may be closed out by the clearing firm at market prices. Marco Avellaneda and Mike Lipkin present a model for...
FSA extends short-selling disclosure requirement again
The UK Financial Services Authority (FSA) has extended its disclosure requirement for the short selling of 30 UK financial stocks.
How can investment banks use grid technology?
Learn how technology is enhancing risk management
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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