Securities and exchange commission (sec)
Iosco-SEC spat dims hopes of new regulatory framework
SEC slaps down Iosco report, undermining hopes for a new approach to cross-border regulation
Vincente Martinez returns to succeed Sporkin
Smaller agency blocked from rating ABS and sovereign debt
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How banks needs to consider their IT infrastructure
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More Securities and exchange commission (sec) articles
People: Credit Suisse reshuffles its global pack
Swiss bank restructures global operations; BAML names Asia-Pacific commodities co-heads; Hoornwegg departs UBS; Chan takes charge of Philippines at Coutts; Kleinwort Benson adds to private wealth team; Rory Tobin rejoins Barclays as Kranefuss touches...
First Libor fines point the way for harsher regulation
Last year’s estimates of the likely size of fines paid over the Libor rigging scandal are proving to be far too optimistic – part of a trend of harsher penalties and more aggressive investigation among regulators in several countries
Changing hats – February 2013
Arrivals and departures in the operational risk and regulation businesses
SEC’s director of enforcement to leave
Fifth senior employee to depart SEC following resignation of SEC's chair
Chief of staff is latest to leave SEC
Didem Nisanci follows stream of departures from US regulator
Top 10 operational risks for 2013
OpRisk looks again at the primary concerns for operational risk managers in the New Year
SEC appoints chief information security officer
Todd Scharf made chief information security officer at the SEC
Using market and credit risk analytics to strengthen performance
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Using market and credit risk analytics to strengthen performance
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How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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