Securities and exchange commission (sec)
Sponsored interview: Morrison & Foerster
Inadequate conflict resolution led to SEC whistleblower retaliation case
Agency powerless to address 'implicit guarantees' says chairman Mary Jo White
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Securities and exchange commission (sec) articles
Member of UK's Equality and Human Rights Commission joins Co-op
SEC whistleblower case will bring more than just monetary fine
Packages are now subject to CFTC rules, but involve SEC-regulated legs
Overturning judge's rejection of Citi settlement won't have much impact
Regulation the main topic at Structured Products Americas
Big data and industry experts help unit bring enforcement actions
Bart Chilton leaves CFTC for DLA Piper
Hedge fund managers need to get used to compliance burden
Caps and limits likely for private exchanges
Big banks 'too big to bar', says commissioner Kara Stein
Wendy Phillis joins from State Street Global Markets
Regulator urged to focus on sophisticated and institutional investors
Paul Leder rejoins after 14-year stint in private practice
RBS expected to refocus on core businesses and home markets - investment bank could shrink further; new faces at the SEC; Mahmud takes top forex post at Citi; client execution hires at UBS; Aviva In...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.