Securities and Exchange Commission (SEC)
James Coulson joins Swiss bank after 18 years at SocGen
US bank accused of manipulating client valuation reports to mask profits
The online Certificate in Quantitative Finance program provides risk professionals with quant finance tools applicable to their roles, and now offers risk management electives. Download the CQF brochure.
More Securities and Exchange Commission (SEC) articles
What impact does the 'revolving door' have on regulatory independence?
$12.5 million fine for cross border activities with US clients
Former SEC deputy enforcement head warns of more prosecutions
Data suggests regulators are 'schools' for private sector
Fund managers need to ensure internal controls are up to the mark
Repeated conduct failures lead to increase in average penalty amount
SEC fines HFT firm $1m for using algorithms to sway Nasdaq closes
Advanced data analytics plays major role in SEC risk assessment
Bank admits to system and control failings over £17bn in client assets
Some accounts given more winning trades than others, says senior regulator
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.