Securities and Exchange Commission (SEC)
Joseph Contorinis used inside information about mergers and acquisitions to execute trades
The physically backed commodity ETF market is set to grow with the inclusion of Copper as JP Morgan and Blackrock file with the SEC
Lead investigator for SEC defends agency's findings
More Securities and Exchange Commission (SEC) articles
The US Securities and Exchange Commission (SEC) has appointed Thomas Bayer as chief information officer.
US market participants say Dodd-Frank reforms should be phased in, foresee uncertainty and potential market disruption post-implementation
US SEC and Citigroup defend $75 million subprime settlement
UK FSA hits Goldman Sachs with £17.5 million reporting fine
New Jersey adviser charged with multimillion-dollar fraud
Closure of SEC investigation into Moody's demonstration of the regulator's new powers under Dodd-Frank
Markit/DTCC joint venture will register as designated swap execution facility under US financial reform, despite having no plans for trade execution
US banks must consider disclosure rules for CEO and median pay packages
The passing of the Dodd-Frank Act into US law signifies profound changes for banks and regulators. But how they should prepare now for the new legislation is still far from certain
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.