Securities and Exchange Commission (SEC)
A highly engaging intensive one-week programme designed to meet the demands of the risk professional by bridging the gap between theory and practice in financial risk management. Save your seat now: programme starts March 23rd 2015.
More Securities and Exchange Commission (SEC) articles
Joseph Contorinis used inside information about mergers and acquisitions to execute trades
The physically backed commodity ETF market is set to grow with the inclusion of Copper as JP Morgan and Blackrock file with the SEC
Lead investigator for SEC defends agency's findings
The US Securities and Exchange Commission (SEC) has appointed Thomas Bayer as chief information officer.
US market participants say Dodd-Frank reforms should be phased in, foresee uncertainty and potential market disruption post-implementation
US SEC and Citigroup defend $75 million subprime settlement
UK FSA hits Goldman Sachs with £17.5 million reporting fine
New Jersey adviser charged with multimillion-dollar fraud
Closure of SEC investigation into Moody's demonstration of the regulator's new powers under Dodd-Frank
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.