Securities and Exchange Commission (SEC)
Behind the facade
New York attorney-general Andrew Cuomo sues accountants for signing off bank's plan to hide leverage
The online Certificate in Quantitative Finance program provides risk professionals with quant finance tools applicable to their roles, and now offers risk management electives. Download the CQF brochure.
More Securities and Exchange Commission (SEC) articles
SEC considers ‘trading bands' to prevent a repeat of the flash crash
CFTC commissioners are concerned about the breadth of the Dodd-Frank swap dealer definition; staff call for electricity sector comments
Madoff employees charged with creating false documents and trades, and misleading investors
Capital management firms settle with SEC over failing to prevent misuse of non-public information
Change of mentality needed to confront rise in insider trading says Baker Platt director
Risk managers need to look closely at compensation, declares former US Treasury adviser
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.