Securities and exchange commission (sec)
Royal Bank of Canada leads the offering of short-maturity structured products in the US public market with 12 products, half of which have maturities of just three months
More Securities and exchange commission (sec) articles
Tim Mortimer analyses the supply of public market structured products in the US and UK, finding that Barclays Bank is the only institution that is a top three issuer in each country. Leveraged return notes were the most issued product by notional, while...
Fourteen reverse convertibles, mostly from UBS, one autocallable and two leveraged return notes make up the latest batch of structured products to be filed with the SEC
UBS and Credit Suisse have both filed products based on the performance of Apple shares with the SEC. Half of the latest products registered with the regulator are leveraged return notes
Thirty-five new structured products were listed with the US SEC yesterday, led by a glut of supply from Bank of Montreal
Dealers will be able to cross-margin interest rate swaps, and eurodollar and Treasury futures, from May
Thirty-one structured products were registered with the US Securities and Exchange Commission on March 9, with UBS providing nine autocallables and reverse convertibles
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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