Securities and exchange commission (sec)
CFTC commissioners are concerned about the breadth of the Dodd-Frank swap dealer definition; staff call for electricity sector comments
More Securities and exchange commission (sec) articles
Madoff employees charged with creating false documents and trades, and misleading investors
Capital management firms settle with SEC over failing to prevent misuse of non-public information
Change of mentality needed to confront rise in insider trading says Baker Platt director
Risk managers need to look closely at compensation, declares former US Treasury adviser
Joseph Contorinis used inside information about mergers and acquisitions to execute trades
The physically backed commodity ETF market is set to grow with the inclusion of Copper as JP Morgan and Blackrock file with the SEC
Lead investigator for SEC defends agency's findings
The US Securities and Exchange Commission (SEC) has appointed Thomas Bayer as chief information officer.
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.