Securities and exchange commission (sec)
FDIC shows hand on remuneration rules
Profile: Henry Hu
Goldman Sachs report airs dirty risk laundry
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Securities and exchange commission (sec) articles
NY lawyer pleads guilty in Galleon case
US SEC goes after Kenneth Starr’s lawyer
Bank of America settles for $137 million over municipal bond auction fixes
Behind the facade
New York attorney-general Andrew Cuomo sues accountants for signing off bank's plan to hide leverage
SEC considers ‘trading bands' to prevent a repeat of the flash crash
CFTC commissioners are concerned about the breadth of the Dodd-Frank swap dealer definition; staff call for electricity sector comments
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.