Securities and exchange commission (sec)
Has received subpoenas from several international authorities
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Securities and exchange commission (sec) articles
AXA Rosenberg pays $240m for failure to disclose code errors
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NY lawyer pleads guilty in Galleon case
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Bank of America settles for $137 million over municipal bond auction fixes
Behind the facade
New York attorney-general Andrew Cuomo sues accountants for signing off bank's plan to hide leverage
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.