Securities and exchange commission (sec)
Banks offer short-term plays on natural resources
Royal Bank of Canada leads the offering of short-maturity structured products in the US public market with 12 products, half of which have maturities of just three months
Blizzard replaces Robert Plaze
Christy Romero appointed after approval from President and Senate
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Market snapshot
Tim Mortimer analyses the supply of public market structured products in the US and UK, finding that Barclays Bank is the only institution that is a top three issuer in each country. Leveraged return notes were the most issued product by notional, while...
Technology, natural resources and banks fuel reverse convertibles rush
Fourteen reverse convertibles, mostly from UBS, one autocallable and two leveraged return notes make up the latest batch of structured products to be filed with the SEC
SEC subpoenas Wells Fargo in fraud investigation
Bank accused of failing to provide necessary evidence
Credit Suisse joins the technology trend with Apple straddle
UBS and Credit Suisse have both filed products based on the performance of Apple shares with the SEC. Half of the latest products registered with the regulator are leveraged return notes
Bank of Montreal offers plethora of reverse convertibles in the US
Thirty-five new structured products were listed with the US SEC yesterday, led by a glut of supply from Bank of Montreal
CME to launch portfolio margining on interest rate swaps and futures
Dealers will be able to cross-margin interest rate swaps, and eurodollar and Treasury futures, from May
UBS offers lion's share of latest structured products registered in...
Thirty-one structured products were registered with the US Securities and Exchange Commission on March 9, with UBS providing nine autocallables and reverse convertibles
How can investment banks use grid technology?
Learn how technology is enhancing risk management
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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