Securities and Exchange Commission (SEC)
Innovative data tools behind big SEC successes
Community banking advisory committee names seven new members
Interventionism is the name of the game in post-crisis financial regulation
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Securities and Exchange Commission (SEC) articles
Financial policing takes on a touch of Silicon Valley glamour
Twelve-strong advisory committee drawn from industry, academia and public interest groups
Broker-dealers better prepared than investment advisers
Appeals court reins in SEC over insider trading
James Coulson joins Swiss bank after 18 years at SocGen
US bank accused of manipulating client valuation reports to mask profits
What impact does the 'revolving door' have on regulatory independence?
$12.5 million fine for cross border activities with US clients
Former SEC deputy enforcement head warns of more prosecutions
Data suggests regulators are 'schools' for private sector
Fund managers need to ensure internal controls are up to the mark
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.