Securities and exchange commission (sec)
OCC: equity derivatives to get a cross-margin service
Original headline:
Margin efficiency is going to be key to both listed and OTC derivatives markets, but the equity market has been lagging - a result of regulatory opacity. Michael Watt talks to Mike McClain, executive vice-president...
Original headline:
The past year has seen the exchange-traded funds industry plagued by discussions about the relative complexity of synthetic and physical ETFs. Will the newly published European Securities and Markets Authority...
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UBSGAM settles SEC mispricing charges for $300,000
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Lookback
Original headline:
S&P Indices has reported dismal return figures for investors in 2011: an overall $3 trillion loss and a 10.07% decrease in global markets, according to the S&P Global Broad Market Index (BMI). Excluding the US, which shows only a minor decline of 0.82%,...
July deadline in question for Volcker implementation
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Industry experts divided over Volcker deadline of July 2012
CFTC "got it wrong" on block trade threshold rule
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Large swap definition to be re-proposed following industry backlash
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Securities fraud charges brought against former top executives seen by one legal expert as attempt by regulator to improve image
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