Securities
Ron Berndsen De Nederlandsche Bank and University of Tilburg In this letter in the second issue of The Journal of Financial Market Infrastructures I would like to focus on the so-called interdependencies...
A new report from the IIF warns regulators to consider different approaches to shadow banking regulation
UBS Securities has been fined $8 million by the SEC for inaccurately recording 'locates' information
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
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Structured Products magazine editorial staff review the month from a different perspective
Goldman Sachs has promoted Brooks Entwistle to head South-east Asia operations at the firm and named Sonjoy Chatterjee, who joined the US bank last year after 16 years at ICICI Bank, to replace Entwistle as its new India chairman
International Organisation of Securities Commissions sets out ways in which securities authorities can help control systemic risk
Charles Schwab accused of misleading statements on risk of fund that lost $11 billion in value amid credit crisis
New SFC rules will also force dealers to offer secondary pricing
The role of ETFs in the US market “flash crash” on 6 May is under scrutiny following a preliminary report suggesting ETFs and index futures were linked to the event.
More data sharing needed to empower local regulators, says Six’s Katz
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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