Sarbanes-oxley act (sox)
Whistleblowers given more incentive in US than UK
Original headline:
Source: Operational Risk & Regulation
Comparing the approach to whistleblowing taken in the US and the UK, it seems American informants have more incentive, particularly in monetary terms, to come forward. Should the UK follow the US lead?...
Published online only
Source: Risk magazine
Open source software can empower developers, increase innovation and improve competitiveness, and its popularity is growing tremendously. Open source now represents an average of 29% of the code deployed...
Published online only
Source: Operational Risk & Regulation
Banks might find a lack of investment from the insurance sector under current regulatory proposals
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More Sarbanes-oxley act (sox) articles
SEC commissioner Casey steps down
Published online only
Source: Operational Risk & Regulation
End of term for longest-serving US regulator
LatAm central banks push op risk loss databases
Original headline:
Source: Operational Risk & Regulation
Latin American regulators are pushing for increased participation in operational risk loss databases, but banks are reluctant to share valuable information, finding it hard to trust it will be kept confidential
Control frameworks need top-down approach
Original headline:
Source: Operational Risk & Regulation
Regulatory reforms are switching industry focus firmly onto compliance and control frameworks. But unless a top-down approach is taken to implementing these structures, firms could end up with a proliferation of knee-jerk controls that hinder more than...
Brazilian banks expand governance as regulators tighten up
Original headline:
Source: Operational Risk & Regulation
Brazil’s banks are generally family-owned, so they’ve escaped the pressure to meet shareholder demands for short-term gain. But if governance is to improve in the country, this entrenched family culture will need to be opened up to greater scrutiny...
Aon takes a measured approach to GRC implementation
Published online only
Source: Operational Risk & Regulation
Aon Corporation, a global provider of risk management services, insurance and reinsurance brokerage, has opted for a more measured approach to adopting a GRC platform by starting with an upgrade of its existing Sarbanes-Oxley (Sox) compliance system and...
Compliance vendors triumph in adversity
Published online only
Source: Operational Risk & Regulation
Compliance providers have found new customers as a result of the recently changed regulatory environment, while adopting integrated approaches to make the best of tightened budgets everywhere. David Benyon reports
A granular approach to data
Published online only
Source: Operational Risk & Regulation
The drive for regulatory reform in the US has focused on the availabilty of data, and a bill being discussed in Washington, DC proposes the establishment of national data and research centres.
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