Sarbanes-oxley act (sox)
OpRisk North America: Regulatory bloat is a distraction, panel says
Vast quantities of new regulations are swamping banks' ability to deal with the real sources of risk, conference hears
Highlights of the keynote speeches and discussions from this year's London conference
An Operational Risk & Regulation panel sponsored by MetricStream discusses the implementation of governance, risk and compliance (GRC) systems, including the quick wins worth seeking and the pitfalls to...
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Sarbanes-oxley act (sox) articles
Whistleblowers given more incentive in US than UK
Comparing the approach to whistleblowing taken in the US and the UK, it seems American informants have more incentive, particularly in monetary terms, to come forward. Should the UK follow the US lead?
White paper: Open source governance in highly regulated companies
Open source software can empower developers, increase innovation and improve competitiveness, and its popularity is growing tremendously. Open source now represents an average of 29% of the code deployed by IT and technology innovators are using 60%–80%...
Regulations will scare off investment in banking sector, insurance industry...
Banks might find a lack of investment from the insurance sector under current regulatory proposals
SEC commissioner Casey steps down
End of term for longest-serving US regulator
LatAm central banks push op risk loss databases
Latin American regulators are pushing for increased participation in operational risk loss databases, but banks are reluctant to share valuable information, finding it hard to trust it will be kept confidential
Control frameworks need top-down approach
Regulatory reforms are switching industry focus firmly onto compliance and control frameworks. But unless a top-down approach is taken to implementing these structures, firms could end up with a proliferation of knee-jerk controls that hinder more than...
Brazilian banks expand governance as regulators tighten up
Brazil’s banks are generally family-owned, so they’ve escaped the pressure to meet shareholder demands for short-term gain. But if governance is to improve in the country, this entrenched family culture will need to be opened up to greater scrutiny...
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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