UBS op risk framework head describes struggle with defining op risk appetite
An incessant torrent of regulation, divergent approaches by different regulators and the practical difficulty of ensuring compliance by employees spread across different locations have created major...
More Regulatory risk articles
Pollution rule could impact long-term ERCOT reliability and create additional costs as power plants devote resources to understanding the new system, ERCOT warns
Risk managers with regulatory focus stand to gain most in interim market
Treasury Committee warns against hasty reform
HM Treasury issues consultation summary on proposed changes to financial oversight in UK
A new study warns reform might only be enough to mitigate, not prevent, damage from a new crisis
The newly approved US financial reform bill will have unintended consequences, which include a dislocation between supply/demand fundamentals and energy prices in the longer term, says Mark Quarterm...
The energy markets still face an unprecedented level of regulatory risk over the next year, as impending changes to the US financial system loom, while at the same time, BP’s Gulf of Mexico oil sp...
Amphora discusses how ETRM systems reduce the compliance burden and meet the needs of increased regulatory scrutiny and, ultimately, help traders make more informed decisions
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.