Regulation
Over-the-counter (OTC) clearing is an issue that remains critical and controversial. As the deadline looms for all standardised OTC derivatives to be cleared by the end of this year, market participants...
As the regulatory environment gets tougher for UK retail banks, some industry figures warn of an exodus of IFAs from the retail market in order to target high-net-worth investors
Finra has issued a regulatory notice responding to questions about its 2010 suitability rule
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Regulation articles
The likelihood of Fatca-style legislation from other jurisdictions means banks must be prepared
Zurich's chief risk officer for general insurance, Steve Wilson, talks about why quantifying op risk is so important
SEC appoints James Burns as deputy director in trading and markets division
Institute of Operational Risk appoints three new council members
SEC appoints Erica Williams as deputy chief of staff
Tony Freeman, executive director and head of industry relations at Omgeo, reflects on the European Commission's proposal for the passporting of central security depositories
Crispin Odey, winner of the outstanding contribution to the industry award at the 12th European Single Manager Awards 2012, talks about hedge funds, performance, regulation and politicians.
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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