Good news for technology firms: of 579 respondents to the survey questions that went out with this year’s Risk technology rankings, 57.7% expect to increase their IT spending in 2013 (see pages 66–67)....
The supervision of structured products has improved in recent years, but investors aren’t aware of many of the changes, say conference speakers
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IFAs question whether RDR will act as product endorsement
Last month’s court ruling against the US Commodity Futures Trading Commission’s position limits rule once again highlighted the uncertainty around regulation that players in the energy market are having...
Industry estimates of clearing costs met with scepticism
The recent financial crisis has shown that liquidity risk is far more important and intricate than regulators had previously acknowledged. The shift from bank-based to market-based financial systems and...
New rules governing the sale and distribution of structured products in Singapore are set to be put to the test with the first product issued since the Lehman Brothers bankruptcy
Dealing with a data flood
Dealers expect new rules to hit the profitability of their business, but fewer expect to be able to pass the costs along – and more are anticipating a big drop in OTC trading volumes
Mis-selling in banks requires a cultural shift, chief executive says in response to FSA report
Accusations that UK bank hid Iranian transactions are latest example of US authorities exporting compliance obligations
US firms expected to push back on Fatca quid pro quo
Intelligent thinking for risk systems
Common framework could lead to conflicts with national regulations, experts warn, as consultation on proposals closes
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.