Esma guidelines for Ucits funds and the introduction of the AIFM directive are casting doubt over the future shape of the alternative Ucits industry as demand for the products remains strong
Implementation of Dodd-Frank Act raises op risk concerns, conference hears
The Cayman Islands Monetary Authority has opened negotiations with Esma on a co-operation agreement on the EU’s AIFM directive. Separately, its consultation on hedge fund directorships has closed
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An incessant torrent of regulation, divergent approaches by different regulators and the practical difficulty of ensuring compliance by employees spread across different locations have created major...
Review of 30 financial institutions will lead to first new guidance in seven years
Unanswered questions remain over the implementation of Vickers by 2019
Utilities and other energy firms are working hard to refine and enhance the scenarios they use for stress testing. Given recent market events, the impact of regulatory change and large-scale liquidi...
Pototschnig dismisses concerns of energy firms over European Regulation on Energy Market Integrity and Transparency
Hedge funds around the world need to take note of the recent fine imposed on Royal Bank of Scotland and the extraterritorial reach of the the US Commodity Futures Trading Commission.
The Cayman Islands Monetary Authority has begun a consultation on corporate governance of regulated hedge funds. The move should bring the financial centre closer in line with other jurisdictions.
The SEC will soon send issuers final guidance on structured note valuation disclosure, following a sweep letter sent last April
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