Regulation
SG opens door to Singapore retail investors as new financial adviser...
New rules governing the sale and distribution of structured products in Singapore are set to be put to the test with the first product issued since the Lehman Brothers bankruptcy
During 2012, markets have not seen the wild volatility of recent years, but these stomach-churning switchbacks have been replaced with something that is arguably tougher for dealers to handle – a drop...
The usual names fought for the usual product categories in this year’s rankings – and many of the usual winners emerged. But the interdealer broker market is on the cusp of dramatic change. By Joe...
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
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Dodd-Frank compliance
In a recent meeting with a couple of senior derivatives dealers, one of them – who heads trading in Europe for a large, international bank – complained his employer had started requiring him to sign off on the activities of his team on a daily basis,...
Energy firms gear up for new data management requirements
Upcoming regulatory reporting requirements will mean a vast increase in the amount of data being handled by energy companies and most will require updates to their existing systems. Gillian Carr speaks to industry experts about what to expect
Regulation to hit bank profitability - Risk survey
Dealers expect new rules to hit the profitability of their business, but fewer expect to be able to pass the costs along – and more are anticipating a big drop in OTC trading volumes
Bank incentives called into question over mis-selling
Mis-selling in banks requires a cultural shift, chief executive says in response to FSA report
Standard Chartered case highlights reach of US rules, experts say
Accusations that UK bank hid Iranian transactions are latest example of US authorities exporting compliance obligations
Fatca reciprocity agreement may cause delays, experts warn
US firms expected to push back on Fatca quid pro quo
Risk 25 firms of the future: LCH.Clearnet
Many in the industry suspect there will eventually be consolidation in the over-the-counter clearing space, but few predicted that trend would begin before mandatory clearing regulations even came into effect. If LCH.Clearnet’s acquisition of International...
Using market and credit risk analytics to strengthen performance
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Using market and credit risk analytics to strengthen performance
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How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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