US and UK regulators are looking to develop new approaches to regulate hedge funds, the UK Financial Services Authority (FSA) said in a statement on Wednesday. Following a meeting between Hector Sants,...
Brokerage executives have been sent an open letter on compensation from the SEC chairman
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Regulation articles
Patricia Jalleh, head of group operational risk at United Overseas Bank Group, says that to achieve a robust op risk framework, a risk culture must be well and truly embedded within the firm. And no risk culture is perfect - it's a matter of constantly...
In this month's issue we focus a lot on the changes occurring to financial regulatory regimes around the world. It is easy to see what effect such sweeping changes will have on banks, but it not always so clear how the changes will affect the way regulators...
Financial regulation around the world looks set for the biggest overhaul in recent history. But those implementing change face a number of obstacles, some of which might prove insurmountable. Duncan Wood looks at the challenges ahead and speculates...
Commerical and savings banks in the US show a net loss of $3.7 billion in the second quarter of 2009
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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