Regulation
Remit guidance requires more specific definitions
Acer guidance on Remit needs to contain clearer definitions of market manipulation and insider trading, and could cause serious liquidity problems, say market experts. By Ellen Davis
A 2012 survey of global financial institutions, sponsored by Oracle Financial Services, has explored how firms are coping with the new macro-prudential regulatory environment. While many financial institutions...
Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
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More Regulation articles
Record fine for fraudulent CEO 'not enough', says expert
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Regulatory releases and developments in Asia
A country-by-country roundup of the banking rules and guidelines affecting the Asia region
India structured products market adapts to new oversight regime
India’s financial regulator has moved to increase oversight of the country’s nascent structured products market. What will be the impact on the level of growth and the type of structures offered?
Near-record fines indicate FSA's harsh approach to market abuse
Latest fines include second-highest individual market abuse penalty so far
Regulatory changes opportunities not challenges, says JP Morgan Chase...
Changes should be seen as opportunities to improve your business, says an optimistic Gene Álvarez, global head of operational risk for securities lending at JP Morgan Chase
Draft Fatca regulations will include reciprocity, experts say
Industry experts say Fatca draft regulations are likely to include reciprocity elements
Finra furthers US complexity debate
Finra's January notice warns firms to increase supervision on complex products and introduces notion of post-approval review
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
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How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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