SEC appoints James Burns as deputy director in trading and markets division
The online Certificate in Quantitative Finance program provides risk professionals with quant finance tools applicable to their roles, and now offers risk management electives. Download the CQF brochure.
More Regulation articles
CSDs in harmony?
New research finds banks face steep extraterritorial compliance costs
The potential ban on the sale of unregulated collective investment schemes to retail will also reduce the range of investments in the private wealth sector, say industry participants
The Commodity Futures Trading Commission’s proposed rule on the end-user exception to clearing is unworkable for many energy firms that use swaps for hedging say market experts
The US Commodity Futures Trading Commission (CFTC) is very close to finalising its long-awaited definition of a swap, says CFTC general counsel Dan Berkovitz
It’s a commonly voiced concern in the energy trading world that the implementation of the Dodd-Frank Act and other regulation will create unintended consequences. While the long-awaited decision by the...
Volcker rule requirements for chief executive compliance responsibility called into question
The ongoing crisis in Europe is casting doubt over Basel III framework, says a former Basel Committee member
New regulation and the ongoing sovereign debt crisis in the eurozone are named as the key challenges for 2012 by the winners of this year’s Risk awards
Extracting value from high-net-worth investors became a priority for Belgian banks in response to the Financial Services and Markets Authority's moratorium, but as mounting regulatory pressure spook...
Resignation letter links derivatives trade to moral collapse at bank
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