Two-thirds of upstream US energy companies have done nothing to comply with new regulations imposed by the Dodd-Frank Act, according to a new survey
SEC/CFTC Capital Markets Working Group could be "just another talking shop"
Editor's letter – Costly compliance and tighter budgets
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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US regulators' 'heuristic' process for implementing the Volcker rule is called into question
New World Bank report sees flaws in China's regulatory system
Big Four firm names new head of regulatory practice and two directors
The US Internal Revenue Service has announced an extension and modification to Foreign Account Tax Compliance Act compliance procedures, as well as an expansion in the range of financial institution...
Shorter supply chains mean UK private banks will feel the effects of regulation less than retail banks
Insurance industry helps to stabilise money flows and should not be weakened by regulatory initiatives to address crisis in financial industry, says think-tank
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Experts warn that banks are unable to keep their AML programmes up to speed because of changes in regulation
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.