UK regulator said to be losing focus during on-site visits
Questions remain about why France and Germany are yet to sign their IGAs with the US
How does the mind of a regulator work? In a variety of ways, is the answer. Motivated either from pressure being forced down by their political bigwig bosses or from consumer protection being forced up...
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Regulation articles
A panel of regulators, trade association leaders and lawyers opened this year's Structured Products Americas conference with opinions on how best to regulate the market. Delegates also participated in a live audio Q&A with the SEC's Amy Starr, who shared...
Jack Schwager (pictured), best known for his Market Wizards books, sees capacity constraints as a potential problem for hedge funds as strategies become overcrowded and traders lose their edge
Efforts to enhance the corporate governance framework for hedge funds in the Cayman Islands have run into opposition from local fund directors, who take issue with the regulator’s plans to create a public directors’ database
Implementation of the Alternative Investment Fund Managers Directive will change Europe’s hedge fund landscape. Chief executive officer of Amundi Alternative Investments, Laurent Guillet, says the rules will encourage more money to flow to hedge funds...
India has no plans to become an equivalent country under EU regulations on financial services. India’s decision is likely to foreshadow problems with other emerging countries trading with the EU
UK regulator hits out at overly complex structured products
Complex retail structured products are the subject of the latest consultation report from the international body of securities regulators
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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