Regulation
Editorial: Inside the mind of the regulator
How does the mind of a regulator work? In a variety of ways, is the answer. Motivated either from pressure being forced down by their political bigwig bosses or from consumer protection being forced up...
A panel of regulators, trade association leaders and lawyers opened this year's Structured Products Americas conference with opinions on how best to regulate the market. Delegates also participated in...
Jack Schwager (pictured), best known for his Market Wizards books, sees capacity constraints as a potential problem for hedge funds as strategies become overcrowded and traders lose their edge
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More Regulation articles
Cayman corporate governance reforms face legal challenge
Efforts to enhance the corporate governance framework for hedge funds in the Cayman Islands have run into opposition from local fund directors, who take issue with the regulator’s plans to create a public directors’ database
Sponsored Q&A: Amundi Alternative Investments
Implementation of the Alternative Investment Fund Managers Directive will change Europe’s hedge fund landscape. Chief executive officer of Amundi Alternative Investments, Laurent Guillet, says the rules will encourage more money to flow to hedge funds...
EU equivalence requirements set to hit trade with India
India has no plans to become an equivalent country under EU regulations on financial services. India’s decision is likely to foreshadow problems with other emerging countries trading with the EU
FCA's Wheatley: structured products are “like spread bets on steroids”...
UK regulator hits out at overly complex structured products
Iosco issues regulatory “toolkit” for retail structured products
Complex retail structured products are the subject of the latest consultation report from the international body of securities regulators
US warns EU over financial transaction tax
The US will not allow the EU financial transaction tax to happen, according to the head of US Chamber of Commerce Thomas Donohue. Co-ordination between G-20 countries on financial regulation is needed
Higher capital not fines, says RBS Americas head of op risk
Higher capital requirements would incentivise banks to fix their problems more than fines, says Craig Spielmann at RBS
Using market and credit risk analytics to strengthen performance
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Using market and credit risk analytics to strengthen performance
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How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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