Prudential regulation authority (pra)
Head of the PRA plans to use early warning indicators in supervisory work, notwithstanding the risk of EU challenge
Managers could argue they faced difficult market conditions, industry expert says
Group supervisors to determine whether European or local rules apply to non-European entities
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More Prudential regulation authority (pra) articles
Firms braced for duplication of compliance work amid signs that framework for regulators to share information is not working, lawyers warn
Staff at the Bank of England were ill-equipped to deal with the crisis because they weren't working together, UK regulator tells convention
The UK Financial Services Authority, which has overseen the UK banking industry since 1997, has weeks left to live. Its replacement agencies have promised a more aggressive approach – but what will the change mean in practice?
Guidance needed on treatment of with-profits fund surpluses under new supervisory regime
CFTC's Chilton says a complete overhaul of Libor is needed - including distancing it from the BBA
The UK's financial regulator, the FSA, is to split into two entities: the Prudential Regulatory Authority and the Financial Conduct Authority. There will be some overlap between these two bodies, which may lead to complications for dual-regulated firms,...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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