Swiss bank charged with undermining the competitive bid process of municipal securities
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
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Will oversee a staff of about 300 responsible for the inspections of US-based broker-dealers
HSBC’s asset management arm, Global Asset Management, has named Patrice Conxicoeur as global head of insurance coverage, a newly created position. Conxicoeur previously worked as head of institutional business. In his new role he will have overall responsibility...
The IMS group (IMS), a global regulatory compliance consultant, has added three consultants to its new central London office: Jonathan Mott, Oksana Selezneva and Claire Carpenter. Mott joins as a consultant, working with a range of firms in the asset...
UBS's €25 million acquisition of Luxembourg Financial Group signals its intent to keep increasing the size of its presence in the world of structured products
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
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UK, 13th Feb 2014
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