More than 2,500 UK end-users could be stung with a hefty fine from the UK government, as a substantial number of executives at the country’s top firms admit they are unaware of the mandatory CRC Energy...
LONDON – RBS has agreed to pay the UK Office of Fair Trading (OFT) £28.59 million to settle allegations it shared pricing information on future lending packages with rival bank Barclays. RBS admitted...
The Securities and Exchange Board of India (Sebi) has suspended Barclays from trading offshore derivatives instruments relating to Indian stocks. The December 9 order accuses the bank of systems and controls...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Penalities articles
The Securities and Exchange Commission (SEC) has charged three former executives at subprime lender New Century with securities fraud – including the mortgage firm’s founder Brad Morrice. The US regulator said it is “devoting significant resources”...
The UK Financial Services Authority (FSA) has banned two insurance brokers based near London, Faraz Ahmed Siddique and Waqas Ahmed Siddique, for lying to cover up a criminal conviction. Waqas Siddique was charged with conspiracy to defraud in March...
Building contractor bankruptcies of have recently stressed the credit profiles of several power projects in the US. Standard & Poor’s Scott Taylor and Tobias Hsieh look at how sponsors and lenders responded and the effects on the various parties
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
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