Dutch bank the latest to pay for benchmark manipulation
Negative events may not damage financial institutions' reputations, conference hears
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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German bank tells of challenges posed by regulators' recovery and resolution requirements
Regulators' efforts to prevent another crisis are having the opposite effect
SEC official warns compliance teams at quant funds lack qualifications and knowledge to effectively monitor trading strategies
Conference told of resource challenges facing Deutsche CRO
Serious attack will expose flaws in incident response programmes
Sponsored Q&A: Amundi Alternative Investments
Moves from Barclays Wealth where he was CRO
Fit for investors
In the current market turbulence operational risk management is a basic function of every financial institution, including insurance companies. In a situation when principles based on prudent business...
The manipulation of the London Interbank Offered Rate (LIBOR) was not a localized event. Unscrupulous traders and managers in some of the largest banks around the world deliberately and systematically...
The advanced measurement approach requires financial institutions to develop internal models to evaluate regulatory capital. Traditionally, the loss distribution approach (LDA) is used, mixing frequencies...
Although the financial crisis of the late 2000s was largely triggered by credit and market risk events, there were also substantial impacts on operational risk. We identify these impacts using nearly a...
Senior op risk staff set to move into private sector
When two become one
Recent glitches highlight aggressive culture on Wall Street
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.